SARATOGA INVESTMENT CORP.
Ownership & governance
Executives 5Directors 4Avg age 69Avg tenure 13.4y
CO
Chris Oberbeck
Chief Executive Officer
Age 65Since 2011-07-20Profile →
+8
Executives5
CO
Chris Oberbeck→
Chief Executive Officer
Age 65Since 2011-07-20
HS
Henri Steenkamp
Director of Finance/CFO
Age 50Since 2020-09-30
CM
Christine Monterosso
Chief Administrative Officer
—Since 2022-02-28
MG
Mike Grisius
Chief Investment Officer
—Since 2011-06-30
JH
Jeannette Hill
Comptroller/Controller/Auditor
—Since 2017-04-30
Board of directors4
Shareholders5
| Name | Stake | Shares |
|---|---|---|
| Chris Oberbeck | 5.336 % | 868,101 |
| Elizabeth Oberbeck | 3.376 % | 549,183 |
| Tom Inglesby | 2.171 % | 353,236 |
| Lido Advisors LLC (13F Subfiler) | 1.224 % | 199,138 |
| Mike Grisius | 1.028 % | 167,216 |
Catalog · 2026-07-09
Proxy officers7
| Name | Role | Since | Shares |
|---|---|---|---|
| Chris Oberbeck | Chairman | 2010-08-19 | - |
| Charles S. Whitman III | Director or executive officer | 2007-01-01 | 6,460 |
| Charles Whitman | Director/Board Member | 2010-08-19 | - |
| G. Cabell Williams | Director or executive officer | 2007-01-01 | 112,396 |
| George Williams | Director/Board Member | 2006-12-31 | - |
| Independent Directors Steven M. Looney | Director or executive officer | 2007-01-01 | 4,258 |
| Steven Looney | Director/Board Member | 2006-12-31 | - |
Proxy · as of 2026-09-22
Institutional (13F)
Loading Form 13F holders…
Fund membership
Loading fund baskets…
Street consensus
Consensus holdMean target 20Range 18–23Analysts 5
18Mean 2023
- Strong buy 1
- Hold 6
Broker actions40 of 43
| Firm | Action | To | Target | Date |
|---|---|---|---|---|
| B. Riley Securities | Maintained | Neutral | 20 | 2026-10-08 |
| B. Riley Securities | Maintained | Neutral | 22 | 2026-07-09 |
| Oppenheimer | Maintained | Perform | 21 | 2026-07-09 |
| B. Riley Securities | Maintained | Neutral | 23 | 2025-10-16 |
| Janney Montgomery Scott | Downgrade | Neutral | — | 2025-10-10 |
| Clear Street | Initiated | Hold | 24 | 2025-09-05 |
| Compass Point | Downgrade | Neutral | 24.25 | 2025-06-09 |
| Compass Point | Maintained | Buy | 25.25 | 2025-01-13 |
| Compass Point | Maintained | Buy | 26.25 | 2024-10-11 |
| B. Riley Securities | Reiterated | Neutral | 25 | 2024-10-10 |
| Oppenheimer | Maintained | Perform | 25 | 2024-10-10 |
| Ladenburg Thalmann | Downgrade | Neutral | — | 2024-10-10 |
Firm rows and rating mix from Yahoo Finance; mean target is Yahoo’s aggregate until OpenFilings derives consensus from broker rows.