GLADSTONE INVESTMENT CORPORATION
Ownership & governance
Executives 5Directors 8Avg age 71Avg tenure 11.5y
DD
David Dullum
Chief Executive Officer
Age 77Since 2026-03-19Profile →
+12
Executives5
Board of directors8
DG
David Gladstone→
Chairman
Age 83—
PN
Paula Novara→
Director/Board Member
Age 56Since 2022-10-10
JO
John Outland→
Director/Board Member
Age 80Since 2004-12-31
ME
Michela English→
Director/Board Member
Age 76Since 2004-12-31
AP
Anthony Parker→
Director/Board Member
Age 80Since 2004-12-31
WW
Walter Wilkinson→
Director/Board Member
Age 80Since 2014-09-30
KG
Katharine Gorka→
Director/Board Member
Age 65Since 2024-08-21
GS
George Stelljes→
Director/Board Member
Age 65Since 2005-02-17
Shareholders5
| Name | Stake | Shares |
|---|---|---|
| Melia Wealth LLC | 2.686 % | 1,069,486 |
| Two Sigma Investments LP | 2.02 % | 804,263 |
| David Gladstone | 1.677 % | 667,630 |
| Van Eck Associates Corp. | 1.486 % | 591,928 |
| UBS Financial Services, Inc. | 1.308 % | 520,964 |
Catalog · 2026-07-09
Registry officers13
| Name | Role | Since | Shares |
|---|---|---|---|
| David Dullum | Chief Executive Officer | 2026-03-19 | - |
| David Gladstone | Chairman | — | - |
| John Sateri | Chief Investment Officer | 2026-03-19 | - |
| Michael LiCalsi | Chief Administrative Officer | — | - |
| Taylor Ritchie | Director of Finance/CFO | 2024-10-31 | - |
| Anthony Parker | Director/Board Member | 2004-12-31 | - |
| George Stelljes | Director/Board Member | 2005-02-17 | - |
| John Outland | Director/Board Member | 2004-12-31 | - |
Registry · as of 2026-07-09
Institutional (13F)
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Fund membership
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Street consensus
Consensus noneMean target 17Range 17–17Analysts 3
- Buy 3
- Hold 1
Broker actions26
| Firm | Action | To | Target | Date |
|---|---|---|---|---|
| Oppenheimer | Maintained | Outperform | 17 | 2026-05-14 |
| Oppenheimer | Maintained | Outperform | 15 | 2026-02-04 |
| Clear Street | Initiated | Buy | 14.5 | 2025-09-05 |
| Ladenburg Thalmann | Downgrade | Neutral | — | 2025-05-14 |
| B. Riley Securities | Maintained | Neutral | 13.5 | 2024-11-11 |
| B. Riley Securities | Maintained | Neutral | 13 | 2024-08-07 |
| B. Riley Securities | Reiterated | Neutral | 14 | 2024-05-10 |
| Ladenburg Thalmann | Downgrade | Neutral | 14 | 2024-05-09 |
| Oppenheimer | Reiterated | Perform | 15 | 2023-05-15 |
| Ladenburg Thalmann | Upgrade | Buy | 14 | 2022-11-02 |
| Oppenheimer | Initiated | Perform | — | 2021-04-21 |
| Wedbush | Downgrade | Neutral | 14 | 2020-02-06 |
Firm rows and rating mix from Yahoo Finance; mean target is Yahoo’s aggregate until OpenFilings derives consensus from broker rows.