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Market for Equity / Stockholders
Item 5.07 Submission of Matters to a Vote of Security Holders. At a special meeting of stockholders (the “ Special Meeting ”) held on August 6, 2026, the stockholders of Katapult Holdings, Inc. (“ Katapult ”) voted to approve the proposals as set forth below. The proposals are described in detail in Katapult’s definitive proxy statement/prospectus filed on Form 424B3 with the Securities and Exchange Commission on July 7, 2026 (the “ Proxy Statement/Prospectus ”). The voting results regarding each proposal, as determined by Katapult’s Inspector of Election, are set forth below. As of the close of business on July 6, 2026, the record date of the Special Meeting, there were 5,074,343 shares of common stock, par value $0.0001 per share, of Katapult (the “ Katapult Common Stock ”), outstanding, each of which was entitled to one vote on each proposal at the Special Meeting. At the Special Meeting, a total of 3,273,271 shares of Katapult Common Stock, representing approximately 64.5% of the outstanding shares of Katapult Common Stock entitled to vote, were present or represented by proxy, constituting a quorum to conduct business. As described in the Proxy Statement/Prospectus, HHCF Series 21 Sub, LLC (“ Hawthorn ”) was entitled to be treated as if it were the holder of 281,938 shares of Katapult Common Stock for purposes of the Special Meeting, due to its holdings of Series A Convertible Preferred Stock, par value $0.0001 per share, (the “ Series A Convertible Preferred Stock ”) of Katapult. For ease, references in this Current Report on Form 8-K to shares outstanding, quorum requirements for the Special Meeting, and voting results for each proposal are written solely by reference to Katapult Common Stock, and will assume for this purpose that Hawthorn is, by virtue of its ownership of 35,000 shares of Series A Convertible Preferred Stock, the owner of 281,938 shares of Katapult Common Stock (in addition to any other shares of Katapult Common Stock it owns), which shares of Katapult Common Stock were assumed to be outstanding and entitled to one vote per share on each proposal. Capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Proxy Statement/Prospectus. Proposal No. 1: To approve the issuance of Katapult Common Stock to the CCFI unitholders, CCFI MIP Holders, holders of CCFI Warrants (assuming cashless e