CION INVESTMENT CORPORATION
Ownership & governance
Executives 5Directors 7Avg age 59Avg tenure 11.8y
MG
Mark Gatto
Chief Executive Officer
Age 53Since 2010-12-31Profile →
+11
Executives5
Board of directors7
RB
Robert Breakstone→
Director/Board Member
Age 88Since 2012-01-30
MR
Michael Reisner→
Chairman
Age 55Since 2010-12-31
MG
Mark Gatto→
Chairman
Age 53Since 2010-12-31
PF
Peter Finlay→
Director/Board Member
Age 64Since 2016-03-21
EH
Earl Hedin→
Director/Board Member
Age 69Since 2017-03-22
CC
Catherine Choi→
Director/Board Member
Age 54Since 2021-08-10
EE
Edward Estrada→
Director/Board Member
Age 53Since 2021-08-10
Shareholders5
| Name | Stake | Shares |
|---|---|---|
| Bulldog Investors LLP | 3.089 % | 1,538,071 |
| Morgan Stanley Capital Services LLC | 2.316 % | 1,152,950 |
| LPL Financial LLC | 1.987 % | 989,153 |
| Van Eck Associates Corp. | 1.945 % | 968,155 |
| Private Advisor Group LLC | 1.729 % | 860,616 |
Catalog · 2026-07-09
Registry officers12
| Name | Role | Since | Shares |
|---|---|---|---|
| Keith Franz | Director of Finance/CFO | 2010-12-31 | - |
| Mark Gatto | Chairman | 2010-12-31 | - |
| Mark Gatto | Chief Executive Officer | 2010-12-31 | - |
| Michael Reisner | Chief Executive Officer | 2010-12-31 | - |
| Michael Reisner | Chairman | 2010-12-31 | - |
| Catherine Choi | Director/Board Member | 2021-08-10 | - |
| Earl Hedin | Director/Board Member | 2017-03-22 | - |
| Edward Estrada | Director/Board Member | 2021-08-10 | - |
Registry · as of 2026-07-09
Institutional (13F)
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Fund membership
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Street consensus
Consensus noneMean target 8.75Range 8.5–9Analysts 2
8.5Mean 8.759
- Hold 2
Broker actions16
| Firm | Action | To | Target | Date |
|---|---|---|---|---|
| Wells Fargo | Maintained | Underweight | 6.5 | 2026-05-11 |
| Wells Fargo | Maintained | Underweight | 7 | 2026-03-13 |
| Wells Fargo | Maintained | Underweight | 8.5 | 2025-08-12 |
| Wells Fargo | Maintained | Underweight | 9 | 2025-04-28 |
| Wells Fargo | Downgrade | Underweight | 10 | 2025-03-17 |
| Wells Fargo | Maintained | Equal-Weight | 11.5 | 2024-10-29 |
| Oppenheimer | Initiated | Perform | 13 | 2024-10-08 |
| Wells Fargo | Maintained | Equal-Weight | 12 | 2024-05-15 |
| Wells Fargo | Maintained | Equal-Weight | 10.75 | 2023-08-10 |
| Wells Fargo | Downgrade | Equal-Weight | 9.25 | 2023-04-18 |
| Wells Fargo | Maintained | Overweight | 10.5 | 2023-03-17 |
| Wells Fargo | Maintained | Overweight | 10.25 | 2022-11-11 |
Firm rows and rating mix from Yahoo Finance; mean target is Yahoo’s aggregate until OpenFilings derives consensus from broker rows.