Companies/US/SWZ

TOTAL RETURN SECURITIES, INC.

Ownership & governance

Executives 3Directors 5Avg age 68Avg tenure 7.6y
Andrew Dakos
Chief Executive Officer
Age 60Since 2019-01-24Profile →

Shareholders5

NameStakeShares
CSS LLC
7.866 %
1,020,547
Allspring Global Investments LLC
5.015 %
650,702
ICON Advisers, Inc.
3.856 %
500,294
Deschutes Portfolio Strategy LLC
3.139 %
407,269
Saba Capital Management LP
3.115 %
404,080

Catalog · 2026-07-09

Registry officers8

NameRoleSinceShares
Andrew DakosChairman2019-01-24-
Andrew DakosChief Executive Officer2019-01-24-
Thomas AntonucciDirector of Finance/CFO2019-01-24-
Gerald HellermanDirector/Board Member2018-06-18-
Moritz SellDirector/Board Member2017-05-31-
Phillip GoldsteinDirector/Board Member2018-06-18-
Richard DayanDirector/Board Member2018-07-19-
Stephanie DarlingCompliance Officer2019-01-24-

Registry · as of 2026-07-09

Institutional (13F)

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Fund membership

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Peers